Wells Fargo Will Pay $1 Billion To Settle Unauthorized Accounts
Wells Fargo is paying out $1 billion to resolve a class action lawsuit alleging that...
Wells Fargo to pay $3.7 billion as directed by Consumer Financial Protection Bureau (CFPB)
Wells Fargo Bank has been ordered to pay more than $2 billion in customer redress...
Class Action Lawsuit: Shareholders in Credit Suisse are Suing Swiss Financial Authorities Over the UBS Merger
Following a purchase of the bank by UBS that caused them to suffer significant losses,...
Harassment and Discrimination Lawsuit Update: UBS Resolves the Claim Brought by Former Trader
According to the former employee’s attorneys, UBS UBSG.S has resolved a lawsuit with a junior...
Data Breach Concerns: Morgan Stanley will Pay $35 Million to Resolve SEC Claims That it Mismanaged Client Data
According to the Securities and Exchange Commission, a Morgan Stanley affiliate has agreed to pay...
Banking Crisis: KPMG, Goldman Sachs, and Morgan Stanley are being sued by investors due to the failure of SVB
In an investor case based on alleged misstatements that caused the bank’s failure, KPMG LLP,...
Investment firm head arrested on charges of multibillion-dollar fraud and racketeering
Federal agents arrested Archegos Capital Management founder Sung Kook “Bill” Hwang on Wednesday morning on...
Dependence on Brokercheck as a Source is No Longer Feasible
The Public Investor Advocacy Bar Association (PIABA) Foundation's most recent report, co-authored by Jason Doss...
BrokerComplaints – How we analyze the data FINRA doesn’t want you to see
FINRA requires brokers to disclose 23 types of incidents that might give investors concern, such...